Compliance Commmunications Analyst
Cambridge Investment Research
- Location
- Fairfield, IA
- Work style
- On-site
- Job type
- Full time
- Posted
- Oct 27
- 1 day ago
Career path
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About the company
Cambridge Investment Research
Financial services · 501 to 1,000 employees
Cambridge is a financial solutions firm that provides business support services to thousands of independent financial advisors. These advisors offer personalized investment services including wealth management, financial planning, and retirement services to individuals and families across the country. Cambridge provides significant compliance, technology, and transaction processing support to these financial advisors and their offices.
What you'll do
- Provide technology and troubleshooting support for archiving and encrypted email and social media provisioning
- Set up new user access in software systems used to conduct supervisory email review
- Run reports and analyze data within compliance software systems
- Collaborate with outside vendors to troubleshoot and resolve problems
- Educate financial professionals on maintaining confidentiality when sending client information via email
- Ensure internal and external users adhere to applicable policies and procedures
- Track open issues and follow up consistently to ensure they are resolved
- Organize and maintain departmental information, including spreadsheets and standard operating procedures
What you need
- Two or more years of related experience, education, and/or training
- Technical troubleshooting skills, including resolving access issues such as password resets
- Comfort navigating and working in spreadsheets
- Familiarity with Microsoft Copilot, Excel, Outlook, Gmail, Smarsh, and Redtail
- Strong verbal communication skills
- A customer-first mindset, with an empathetic and kind approach to helping others
- A resourceful, curious approach; learn quickly and find the right resources
Key skills
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Perks
- Medical
- Vision
- Dental
- Life
- Long-term disability insurance
- Vacation/sick time
- 401K retirement plan
- Eleven paid holidays
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