Regulatory Compliance Analyst (Banking)
NASA Federal Credit Union
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- Location
- Upper Marlboro, MD
- Work style
- Remote only
- Job type
- Full time
- Posted
- Nov 2
- 1 day ago
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Career path
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About the company
NASA Federal Credit Union
Financial services · 201 to 500 employees
What you'll do
- Develops business cases and leads corporate projects to implement new or revised regulatory requirements.
- Coordinates a comprehensive regulatory compliance training program.
- Coordinates responses to member complaints, including research, drafting and issuance of responses.
- Reviews forms, disclosures, policies and procedures, marketing material etc., for regulatory compliance prior to issuance.
- Reviews operational policies created and maintained by business units for regulatory compliance.
- Researches and evaluates various federal and state laws, regulations and regulatory guidance to ensure Credit Union processes for the various products and services promoted nationwide are compliant and provides summary reports.
- Participates in compliance-related risk assessments, as assigned.
- Participates in risk evaluations of new and changing business opportunities, as assigned.
- Prepares reports by collecting, analyzing, and summarizing information.
- Assists with the maintenance of the record retention program.
- Communicates with external legal and compliance professionals when needed.
- Assists with the preparation of regulatory comment letters, as assigned.
- Conducts compliance-related risk assessments and prepares reports for management.
- Conducts compliance risk analyses and prepares reports for management to support in decision-making.
- Monitors remediation of compliance related issues.
- Coordinates complaint management process, including analyzing trends and providing reports to management.
- Evaluates legal requests, escalating to legal counsel when necessary, and coordinates appropriate response.
- Assists Compliance Operations Program Manager in leading the Compliance Committee and provides summary reports to management.
- Prepares regulatory comment letters as needed.
- Coordinates the maintenance of the record retention program.
- Acts as back-up to Compliance Operations Program Manager when necessary.
What you need
- Experienced, with a track record of maintaining awareness of regulatory requirements
- Awareness of risk management issues and best practices affecting financial institution operations
- Ability to manage multiple deadlines in a fast-paced and changing environment
Key skills
regulatory requirementsrisk managementcompliance testingmanage multiple deadlines
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Read the full posting here
NASA Federal Credit Union is in search of an experienced Regulatory Compliance Analyst with a track record of maintaining awareness of regulatory requirements, risk management issues and best practices affecting financial institution operations. The Compliance Analyst will participate in or lead compliance-related initiatives and projects, including compliance testing. This position will ensure disclosures, forms, marketing material, website, etc. meet regulatory requirements. It will provide focused compliance support to departments as assigned. The Compliance Analyst must have the ability to manage multiple deadlines in a fast-paced and changing environment.
This position may require you to travel to our Corporate Office in Upper Marlboro, MD periodically for meetings, trainings, and events.
Essential Duties and Responsibilities: include the following with other duties as assigned.